Broker Misconduct

Just because a brokerage firm has a well-known name doesn't mean investors are safe from securities fraud. Some of the largest, best-known brokerage firms have been implicated in scandals, investigations, and lawsuits involving sales of mutual funds, annuities, and other practices.

Click on the firm name below to learn more about brokerage firm misconduct at that firm.

Edward Jones
Morgan Stanley
Smith Barney
A. G. Edwards
Charles Schwab
Janus Capital Group
Merrill Lynch

American Express
Credit Suisse First Boston (CSFB)
Deutsche Bank Securities
Invesco Funds Group
J. P. Morgan
Ameriprise Financial
Prudential Equity Group

Check out your stockbroker from our list of recent NASD and FINRA enforcement actions.

Have you lost money due to brokerage firm misconduct? Find out how securities attorneys help individual investors. Learn more about our team of experienced securities attorneys here.

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