SSE SSESSE
SHEPHERD, SMITH & EDWARDS, LLP

Offices and Associates:
New York, Chicago, San Francisco, Dallas,
Houston, New Orleans, Phoenix, & Mexico City.

Main Office:
1010 Lamar, Suite 900, Houston, Texas 77002
Tel. (713) 227-2400 - Fax. (713) 227-7215

Securities Fraud Resources

American Association of Individual Investors -- specializes in providing education for investors in the area of stock investing, mutual funds, portfolio management and retirement planning.

Edgar Database -- Securities and Exchange Commission's searchable database of corporate financial reports.

Lawsource -- provides access to the laws of every state.

Financial Industry Regulatory Authority (FINRA) -- provides investor information, investor alerts, a complaint center (we do not recommend you use it), and industry rules.

New York Stock Exchange (NYSE) -- allows you to search for stock listings, companies, market information, and delayed quotes.

Pacific Stock Exchange (PSE) -- Provides you with information about the PSE with 20 minute delayed quotes, listing information, equities, and options.

SEC, NASD, and Securities Law Information Center -- Investor resources for recovering money from stockbrokers who have mismanaged accounts. Step-by-step instructions for determining options, filing arbitration claims and preparing cases.

Securities and Exchange Commission (SEC) -- Complaint assistance for investors, current news, and searchable databases.

Securities Class Action Clearinghouse -- Full text of complaints, motions, dockets, judicial opinions, and other major class action filings, plus summaries and analyses of lawsuits.

North American Securities Administrators Association (NASAA) -- devoted to investor protection. Resources for investor protection against securities fraud.

Yahoo! Finance -- Stock quotes, company information, business news.

MSN Money -- Investing news and advice, personal finance information.

Common Mistakes When Dealing With Brokerage Firms -- Learn the most commond mistakes investors make that end up hurting their cases later in arbitration.

Trouble with Annunities -- How so many investors got into trouble with annuities in recent years.

Pension Lawsuits -- Federal law allows you to bring a civil action in court in certain circumstances.

Our mission is to help you recover your investment losses resulting from broker misconduct. Take the first step today. Fill out the form below, and someone from our firm will contact you.
Your Name
Name of Securities Firm
Name of Your Broker
Your Address
City
State
Zip Code
E-mail address
Phone
Approximate amount of money you lost
Tell us about your situation