Just because a brokerage firm has a well-known name doesn't mean investors are safe from securities fraud. Some of the largest, best-known brokerage firms have been implicated in scandals, investigations, and lawsuits involving sales of mutual funds, annuities, and other practices.
Click on the firm name below to learn more about brokerage firm misconduct at that firm.
Check out your stockbroker from our list of recent NASD and FINRA enforcement actions.
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